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Securities and Exchange Commission (SEC) › Auditors › Cross-Border Transactions

DLA Piper

SEC Launches Cross-Border Task Force to Target Fraud Involving Foreign-Based Companies

DLA Piper on

What auditors and underwriters should know - The Securities and Exchange Commission (SEC) has launched a Cross-Border Task Force to investigate fraud involving foreign-based companies, with a focus on market manipulation...more

Quinn Emanuel

SEC Gets Serious About Cross-Border Fraud: New Task Force Targets Foreign Companies and Gatekeepers

Quinn Emanuel on

The SEC just fired a warning shot across international waters. On September 5th, the agency announced the launch of a new Cross-Border Task Force aimed squarely at rooting out fraud by foreign companies—and the professionals...more

Katten Muchin Rosenman LLP

Bridging the Week - July 2015

Katten Muchin Rosenman LLP on

China Regulator Issues Final Interim Measures Governing Overseas Access to Its Futures Markets - The China Securities Regulatory Commission issued final interim measures to permit trading by overseas investors on...more

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