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Securities and Exchange Commission (SEC) › Business Development Companies › Private Equity

Proskauer Rose LLP

Update: SEC Approves Additional Flexibility for Co-Investment Relief for BDCs and Closed-End Funds that Previously Obtained...

Proskauer Rose LLP on

On April 29, 2025, the U.S. Securities and Exchange Commission ("SEC") issued an order granting Franklin Square's ("FS") exemptive relief application (the "FS Application") permitting certain business development companies...more

SEC Compliance Consultants, Inc. (SEC³)

A New Era for Co-Investments?

SEC Compliance Consultants, Inc. (SEC³) on

The SEC just proposed major updates that could make life easier for BDCs, closed-end funds, and their advisers when it comes to co-investing. Under the proposed relief granted to FS Credit Opportunities Corp., the SEC is...more

Mayer Brown Free Writings + Perspectives

SEC Adopts Fund of Funds Arrangements Rule

Mayer Brown Free Writings + Perspectives on

On October 7, 2020, the US Securities and Exchange Commission (“SEC”) adopted a new rule under the Investment Company Act of 1940 (the “Investment Company Act”) with respect to fund of fund arrangements.1 New Rule 12d1-4...more

Morrison & Foerster LLP

Investment Management Legal + Regulatory Update - August 2016

Morrison & Foerster LLP on

Regulation - Next on the SEC’s Regulatory Agenda: A Chief Valuation Officer? - First, the SEC required funds to designate a chief compliance officer. Then, the SEC proposed that funds designate a liquidity...more

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