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Securities and Exchange Commission (SEC) Convertible Bonds

Latham & Watkins LLP

SEC Dismisses Convertible Bond Dealer Suits

Latham & Watkins LLP on

The SEC’s dismissal of recent “unregistered dealer” enforcement actions cements a scaling back of the dealer definition and reflects a policy shift from the prior SEC....more

BCLP

SEC Rule 144 Proposals Target “Toxic” Convertible Securities and Paper Filings

BCLP on

Last week the SEC proposed to amend Rule 144 in order to: ..Eliminate tacking for shares underlying market-adjustable securities of unlisted companies ..Update and simplify certain filing requirements, including...more

Skadden, Arps, Slate, Meagher & Flom LLP

"So You’ve Issued Convertible Notes: Now What?"

The U.S. market for new issuances of convertible notes was very active in 2014, with approximately $51.4 billion of convertible debt issued in 140 transactions. In the first quarter of 2015, approximately $15.5 billion was...more

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