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Securities and Exchange Commission (SEC) › Corp Fin › Accredited Investors

Cooley LLP

Corp Fin Issues “Verification of Accredited Investor Status” Guidance

Cooley LLP on

Last week, Corp Fin issued guidance about how to verify accredited investors in two different forms. It issued two CDIs on the topic, as well as a no-action letter that goes into more detail. [As noted in this blog by...more

Cooley LLP

Blog: What’s on the SEC’s Spring 2020 RegFlex Agenda?

Cooley LLP on

With so much going on in connection with COVID-19 and its impact, it would be easy to overlook the rest of the SEC’s agenda. And it’s a lengthy one. The new Spring Regulatory Flexibility Act Agenda was published at the end of...more

Morrison & Foerster LLP

Year In Review: 2019 Developments With The SEC’s Division Of Corporation Finance

Morrison & Foerster LLP on

During 2019, the Division of Corporation Finance (the “Division” or the “Staff”) of the U.S. Securities and Exchange Commission (the “SEC”) addressed a number of regulatory issues affecting public companies and participants...more

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