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Securities and Exchange Commission (SEC) › Criminal Prosecution › Investment Advisers Act of 1940

Nutter McClennen & Fish LLP

Nutter Securities Enforcement Update: July 1, 2025

Nutter McClennen & Fish LLP on

The Nutter Securities Enforcement Update is a periodic update of noteworthy recent securities enforcement activity, settlements, decisions, and charges. We provide brief summaries that highlight recent enforcement action...more

BakerHostetler

Weekly Blockchain Blog - September 2024 #2

BakerHostetler on

According to recent reports, two U.S. multinational financial technology companies have integrated Ethereum Name Service (ENS), a decentralized naming system built on the Ethereum blockchain, into their payment platforms....more

Oberheiden P.C.

Defending Against Fraud Allegations in Litigation Under Section 206 of the Investment Advisers Act

Oberheiden P.C. on

Section 206 of the Investment Advisers Act of 1940 is one of the many laws the U.S. Securities and Exchange Commission (SEC) uses to combat investment fraud. Under Section 206, investment advisers can face enforcement action...more

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