Securities and Exchange Commission (SEC), Disclosure Requirements, Business Entities

Time to Assess "Foreign Private Issuer" Status - 2025

Troutman Pepper Locke on 6/24/2025

It is time to assess “foreign private issuer” status. Foreign public and private issuers enjoy the benefits of significant exemptions and exclusions from registration under U.S. federal securities laws based on whether they...more

State Climate Disclosure Bills – A Growing Trend?

Proskauer - Regulatory & Compliance on 4/11/2025

With the uncertainty plaguing the ultimate status of the SEC’s climate disclosure rules on the federal level (we reported on the most recent developments in The SEC Votes to “End its Defense” of Climate Change Rules and SEC...more

Planning Strategies for Horse Racing Partnership Managers

Dinsmore & Shohl LLP on 2/27/2025

Racing partnerships are of great value to the horse industry as they increase participation and bring new fans to the sport while lowering both costs and risk exposure....more

Dropbox Discloses Plan To Move To Nevada

Allen Matkins on 2/3/2025

While it remains to be seen, 2025 may go down in history as the year of Dexit. A few weeks ago, I wrote that several companies that had filed proxy materials proposing to reincorporate from Delaware to Nevada. Last Friday,...more

Matters To Consider for the 2024 Annual Meeting and Reporting Season

Skadden, Arps, Slate, Meagher & Flom LLP on 12/13/2023

Companies have important decisions to make as they prepare for the 2024 annual meeting and reporting season. We have compiled this overview of the latest key issues — including SEC disclosure requirements, SEC guidance,...more

Piercing the Corporate Shell: New Legislation Will Force Anonymous Shell Companies to Disclose Their True Owners

ArentFox Schiff on 12/15/2020

Three months after a leak and investigation into over $2 trillion in suspect transactions at the world’s largest banks and financial institutions, known as the “FinCEN Files,” Congress passed legislation that would require...more