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Securities and Exchange Commission (SEC) Financial Regulatory Reform Foreign Investment

Ropes & Gray LLP

SEC Lifts Moratorium on Registering Swiss Investment Advisers

Ropes & Gray LLP on

On June 10, 2025, the SEC issued a press release announcing that, effective immediately, it would resume processing new and pending registration applications of investment advisers with their principal office and place of...more

Paul Hastings LLP

Daily Financial Regulation Update -- Saturday, May 27, 2023

Paul Hastings LLP on

U.S. House Financial Services Committee Chairman Patrick McHenry (NC-10) sent a letter to Secretary of the Treasury Janet Yellen regarding Treasury's rumored Executive Order on outbound investment to China....more

Morrison & Foerster LLP - Structured Products

Structured Thoughts: Volume 5, Issue 4 - May 30, 2014

In This Issue: - No More KIDding Around: European Parliament Approves PRIIPs Regulation - FINRA Amends Rule 5110 to Exempt Certain Collective Investment Vehicles from Its Filing Requirements - The Time for the...more

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