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Securities and Exchange Commission (SEC) › Investment › Stock Exchange

K&L Gates LLP

United States: New Kid on Y’all’s Block

K&L Gates LLP on

On 31 January 2025, the Texas Stock Exchange LLC (TXSE) filed a registration statement with the US Securities and Exchange Commission (SEC) to operate as a fully electronic, national securities exchange....more

White & Case LLP

ESG credentials driving value for miners on US exchanges

White & Case LLP on

Investors are returning to mining & metals amid an almost unprecedented rally in the US capital markets that is taking place despite the continued economic challenges related to the COVID-19 pandemic - Those companies that...more

Stinson - Corporate & Securities Law Blog

SEC Investor Advocate Wants to Nix NYSE Proposal

Stinson - Corporate & Securities Law Blog on

The SEC Office of Investor Advocate has recommended disapproval of a proposed rule change of the New York Stock Exchange. In its proposed rulemaking, the NYSE would exempt certain early stage companies from having to obtain...more

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