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Securities and Exchange Commission (SEC) › Investors › Business Entities

Troutman Pepper Locke

Time to Assess "Foreign Private Issuer" Status - 2025

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It is time to assess “foreign private issuer” status. Foreign public and private issuers enjoy the benefits of significant exemptions and exclusions from registration under U.S. federal securities laws based on whether they...more

Dinsmore & Shohl LLP

Planning Strategies for Horse Racing Partnership Managers

Dinsmore & Shohl LLP on

Racing partnerships are of great value to the horse industry as they increase participation and bring new fans to the sport while lowering both costs and risk exposure....more

Foley Hoag LLP

Massachusetts Angel Investor Tax Credit Program for Life Sciences Investments

Foley Hoag LLP on

Are you an investor who has or is interested in funding an early-stage life sciences company in Massachusetts? If so, we have good news. Massachusetts offers an Angel Investor Tax Credit program that could provide certain...more

Oberheiden P.C.

SEC Subpoenas: 7 Key Steps to Protect Your Company or Firm (and Yourself)

Oberheiden P.C. on

The U.S. Securities and Exchange Commission (SEC) protects investors by enforcing the nation’s securities laws. It can investigate all forms of securities fraud, including fraud committed by securities issuers,...more

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