News & Analysis as of

Securities and Exchange Commission (SEC) › No-Action Letters › Corp Fin

Cooley LLP

Corp Fin Continues to Make Reg A Offerings Easier to Conduct

Cooley LLP on

Last month, Corp Fin’s Office of Small Business Policy issued no-action relief to a company from the requirement to file an annual report on Form 1-K under Regulation A – despite the fact that the company didn’t qualify for...more

Cooley LLP

Corp Fin urges redaction of personally identifiable information from Rule 14a-8 submissions

Cooley LLP on

At the end of last week, the Corp Fin staff made an announcement advising companies and shareholder proponents, effective immediately, to redact all personally identifiable and other sensitive information from Rule 14a-8...more

Akin Gump Strauss Hauer & Feld LLP

Corp Fin Updates Procedures for Rule 14a-8 No-Action Requests and Posts No-Action Responses Chart

Akin Gump Strauss Hauer & Feld LLP on

On November 21, 2019, the Division of Corporation Finance (Corp Fin) of the Securities and Exchange Commission (SEC) provided additional detail regarding how it would process responses to Rule 14a-8 no-action requests to...more

Cooley LLP

Blog: Corp Fin issues SLB 14K—it’s “ordinary business” again

Cooley LLP on

Just in time for proxy season, the Corp Fin staff has issued a new Staff Legal Bulletin 14K on—what else—shareholder proposals and the “ordinary business” exclusion. The SLB attempts, once again, to provide some...more

BakerHostetler

Corp Fin Issues White Paper and Related No-Action Letter Further Addressing When a Digital Asset Is a Security

BakerHostetler on

On April 3, 2019, the Division of Corporation Finance of the Securities and Exchange Commission (“SEC” or the “Commission”), through its Strategic Hub for Innovation and Financial Technology (“FinHub”), issued a white paper...more

5 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide