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Securities and Exchange Commission (SEC) › Regulation A › Annual Reports

Cooley LLP

Corp Fin Continues to Make Reg A Offerings Easier to Conduct

Cooley LLP on

Last month, Corp Fin’s Office of Small Business Policy issued no-action relief to a company from the requirement to file an annual report on Form 1-K under Regulation A – despite the fact that the company didn’t qualify for...more

Morrison & Foerster LLP - JOBS Act

SEC Staff Guidance on Regulation A Offerings

Morrison & Foerster LLP - JOBS Act on

On March 31, 2017, the SEC Staff published five Compliance and Disclosure Interpretations (C&DIs) relating to Regulation A. ...more

Stinson - Corporate & Securities Law Blog

SEC Suspends Regulation A+ Offering

Stinson - Corporate & Securities Law Blog on

In the first action of its kind, the SEC has temporarily suspended the Tier 2 Regulation A+ offering of Med-X, Inc. The $15 million continuous offering of common stock was qualified by the SEC on November 3, 2015. ...more

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