News & Analysis as of

Securities and Exchange Commission (SEC) Regulatory Agencies Proposed Rules

Carlton Fields

New SEC Management Boldly Charts New Course

Carlton Fields on

A shift in leadership at the Securities and Exchange Commission often brings significant changes in regulatory priorities and enforcement approaches. As anticipated in our firm’s EO Watch alert, “Immediate Practical...more

A&O Shearman

US Federal Financial Regulators Publish Proposed Changes to the Volcker Rule

A&O Shearman on

The U.S. Office of the Comptroller of the Currency, U.S. Board of Governors of the Federal Reserve System, U.S. Federal Deposit Insurance Corporation, U.S. Securities and Exchange Commission and U.S. Commodity Futures Trading...more

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