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Securities and Exchange Commission (SEC) › Regulatory Requirements › C&DIs

Hogan Lovells

SEC staff updates guidance on Section 13 beneficial ownership reporting rules

Hogan Lovells on

The SEC’s Division of Corporation Finance recently issued 18 revised Compliance and Disclosure Interpretations (C&DIs) relating to Exchange Act Sections 13(d) and 13(g) and Regulation 13D-G under the Exchange Act. This...more

Fenwick & West LLP

Securities Law Update - April 2025

Fenwick & West LLP on

Welcome to the latest edition of Fenwick’s Securities Law Update. This issue contains updates and important reminders on...more

Mayer Brown Free Writings + Perspectives

On point. – Understanding the Requirements Related to the Use of Non-GAAP Financial Measures

Mayer Brown Free Writings + Perspectives on

In our latest On point. we discuss the nature and purpose of non-GAAP financial measures and the rules governing the use of such financial measures. We also examine recent SEC comment letters and discuss areas of concern...more

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