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Securities and Exchange Commission (SEC) › Secondary Markets › Investment Funds

Ropes & Gray LLP

Another Step towards True Retail Access to Private Equity: Secondaries Market Perspective

Ropes & Gray LLP on

Many secondaries players began 2025 with the anticipation that the new presidential administration might further liberalize rules around access to private equity markets. SEC Chairman Paul S. Atkins and Division of Investment...more

Herbert Smith Freehills Kramer

SEC, FINRA Target ICOs, Cybersecurity, Secondary Market Trading in 2018 Examination Priorities

Herbert Smith Freehills Kramer on

Both the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) recently released their respective 2018 examination priorities, providing a glimpse into their plans for the year to...more

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