Securities and Exchange Commission (SEC), Securities Exchanges, Publicly-Traded Companies

NYSE Plans to Launch Texas Equities Exchange

Mayer Brown Free Writings + Perspectives on 2/19/2025

On February 12, 2025, the New York Stock Exchange (NYSE) announced plans to launch NYSE Texas, a fully electronic equities exchange based in Dallas, Texas, through the reincorporation and renaming of NYSE Chicago. This...more

The Corporate Transparency Act Reporting Exemptions

The Rodman Law Group, LLC on 1/16/2024

The Corporate Transparency Act mandates certain reporting requirements for beneficial ownership information for certain companies, with the goal of preventing the illicit use of anonymous shell companies for financial crimes....more

OTCQX International Rule Changes Will Push Certain Canadian Companies to the OTCQB Tier

Dorsey & Whitney LLP on 9/23/2021

The OTC Markets has published proposed rule changes that would, effective September 23, 2021, require that in order to be quoted on the OTCQX International, a company must either be an SEC reporting company, file reports with...more

Key Considerations for Non-US Companies Listing in the US

Skadden, Arps, Slate, Meagher & Flom LLP on 6/18/2020

The United States continues to be the destination of choice for many non-U.S. companies looking to go public. Active trading, superior liquidity, attractive valuations for growth companies and a deep pool of sophisticated...more

SEC’s Investor Advisory Committee Airs Concerns Over Multi-Tiered Offerings Following Snap’s IPO

Mintz - Securities & Capital Markets... on 4/19/2017

Snap Inc., which debuted on the New York Stock Exchange (NYSE) on March 2nd, was the largest tech IPO since Alibaba went public in 2014. Initially priced at $17 per share, the share price jumped to more than $24 by the end of...more

Consider Refreshing Your Existing SEC Disclosure

Baker Donelson on 11/2/2015

As the fiscal year wraps up and SEC registrants begin to think about their 10-K and proxy, this is a good time for businesses to refresh their disclosure and to consider whether language that reappears annually still...more

FAQs on the SEC’s Proposed Clawback Rule

Ogletree, Deakins, Nash, Smoak & Stewart,... on 9/15/2015

On July 1, 2015, the U.S. Securities and Exchange Commission (SEC) proposed a rule directing national securities exchanges and associations to establish listing standards that require public companies to adopt and enforce a...more

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