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Securities and Exchange Commission (SEC) › Stock Markets › Publicly-Traded Companies

Hogan Lovells

SEC approves Nasdaq and NYSE revisions to reverse stock split rules: What public companies need to know

Hogan Lovells on

n January 2025, the U.S. Securities and Exchange Commission (SEC) approved amendments, both of which are now effective, to The Nasdaq Stock Market LLC (Nasdaq) and The New York Stock Exchange (NYSE) listing rules that will...more

Mintz - Privacy & Cybersecurity Viewpoints

Preparation for 2022 Fiscal Year-End SEC Filings and 2023 Annual Shareholder Meetings

Mintz - Privacy & Cybersecurity Viewpoints on

Public companies initiating the year-end reporting process will need to consider, and in many cases take steps to address, a number of significant developments and issues. To assist companies in this process, Mintz has...more

Goodwin

SEC Staff Issues Report on “Meme” Stock Events and Market Structure Considerations

Goodwin on

The onset of fall signals a sad realization that summer has ended, but also the joy that “market structure” season has arrived for securities industry participants and policy wonks. Right on cue, in early October, SEC staff...more

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