News & Analysis as of August 9, 2025

EDGAR

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The Securities Exchance Act is a United States federal statute enacted in 1934 to govern the secondary securities trading market. In addition, the Securities Exchange Act established the Securities and Exchange... more +

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SEC Expands Confidential Submission Options for Issuers to Facilitate Capital Raising

Sullivan & Worcester on 3/11/2025

On March 3, 2025, the U.S. Securities and Exchange Commission (SEC) announced expanded accommodations for issuers submitting draft registration statements for nonpublic review. These enhancements are intended to facilitate...more

SEC Rule 13f-2 and Form SHO: New Short Position Reporting Requirements for Certain Investment Managers

Winstead PC on 1/27/2025

The Securities and Exchange Commission (the “SEC”) recently adopted Rule 13f-2 and Form SHO under the Securities Exchange Act of 1934 (the “Exchange Act”), implementing provisions of the Dodd-Frank Wall Street Reform and...more

SEC Votes to Adopt Rule Amendments in Order to Facilitate Electronic Submission of Documents

Akin Gump Strauss Hauer & Feld LLP on 12/3/2020

On November 17, 2020, the Securities and Exchange Commission (SEC) voted to adopt amendments to Regulation S-T and the Electronic Data Gathering, Analysis and Retrieval system (EDGAR) Filer Manual (EDGAR Filer Manual) to...more

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Securities Exchange Act › Securities Regulation › EDGAR

SEC Expands Confidential Submission Options for Issuers to Facilitate Capital Raising

SEC Rule 13f-2 and Form SHO: New Short Position Reporting Requirements for Certain Investment Managers

SEC Votes to Adopt Rule Amendments in Order to Facilitate Electronic Submission of Documents

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