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Securities Regulation › Public Offerings › Regulation A

Cooley LLP

Corp Fin Continues to Make Reg A Offerings Easier to Conduct

Cooley LLP on

Last month, Corp Fin’s Office of Small Business Policy issued no-action relief to a company from the requirement to file an annual report on Form 1-K under Regulation A – despite the fact that the company didn’t qualify for...more

Broker-Dealer Compliance + Regulation

The Guide to Social Media and the Securities Laws

Broker-Dealer Compliance + Regulation on

The growing use of social media has created challenges for federal securities regulators, who must enforce antifraud rules that were written at a time when the prevailing technology was the newspaper. This Guide...more

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