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Securities Regulation › Regulatory Reform › Safe Harbors

Eversheds Sutherland (US) LLP

SEC extends security-based swap reporting requirements safe harbor to 2029

Eversheds Sutherland (US) LLP on

On April 17, 2025, the Securities and Exchange Commission (SEC) extended the expiration date of a no-action statement (Compliance Statement) regarding compliance with reporting rules for security-based swap data repositories...more

Cadwalader, Wickersham & Taft LLP

SEC Adopts Tougher Trading Rules for Corporate Insiders

Cadwalader, Wickersham & Taft LLP on

On January 13, 2022, the Securities and Exchange Commission (the “SEC”) proposed several rule and form amendments to address potentially abusive practices relating to the use of Rule 10b5-1 plans, grants of options and other...more

Bilzin Sumberg

SEC Proposes Rules Governing SPACs and De-SPAC Transactions

Bilzin Sumberg on

The Special Purpose Acquisition Company (“SPAC”) market is facing both a new set of rules and amendments to rules already in place under the Securities Act of 1933 and Securities Exchange Act of 1934.  Last month, the U.S....more

Kohrman Jackson & Krantz LLP

The SEC Moves to Close the (IPO) Back Door

Kohrman Jackson & Krantz LLP on

On March 30, 2022, the Securities and Exchange Commission issued proposed rules focused on special purpose acquisition companies (SPACs) and subsequent business combination transactions between SPACs and private operating...more

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