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Securities Regulation › Reporting Requirements › Enforcement

Thomas Fox - Compliance Evangelist

Daily Compliance News: July 7, 2025 the Disaster on the River Edition

Thomas Fox - Compliance Evangelist on

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more

A&O Shearman

ESMA report on the quality and use of data

A&O Shearman on

The European Securities and Markets Authority (ESMA) has published its 2024 report, along with a press release, on the quality and use of data, showcasing significant increase in data use by authorities. The report covers...more

Mayer Brown Free Writings + Perspectives

SEC Grants Temporary Exemption from Rule 13f-2 and Form SHO Compliance

Mayer Brown Free Writings + Perspectives on

On February 7, 2025, the US Securities and Exchange Commission (SEC) provided a temporary exemption from compliance with Rule 13f-2 under the Securities Exchange Act and the associated Form SHO reporting. Originally, the...more

Jenner & Block

Client Alert: The SEC’s Approach to Cybersecurity Disclosure Decisions

Jenner & Block on

The SEC’s Director of Corporation Finance, Erik Gerding, recently issued two statements regarding a public company’s disclosure obligations in response to a cybersecurity incident. These remarks follow the adoption of the...more

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