Securities, Tender Offers

What’s The Deal? - Interval and Tender Offer Funds

Mayer Brown Free Writings + Perspectives on 5/7/2025

Here’s the deal: Interval funds and tender offer funds are registered closed-end funds that may continuously offer their shares at net asset value (“NAV”) to an unlimited number of investors....more

Glossary of Important Securities Regulation Terms and Definitions

Adler Pollock & Sheehan P.C. on 8/20/2015

This Glossary is designed to provide law students taking Securities Regulation with a tool that will assist them in learning the basic language of securities law and achieve a working knowledge of the fundamental principles...more

Shorter Tender Offer Period Permitted for Certain Securities

Dorsey & Whitney LLP on 1/28/2015

The SEC recently issued a no-action letter that significantly expands the scope of securities that are eligible for an abbreviated tender offer process. The SEC’s new position should allow for issuers to restructure their...more

SEC Eases Terms for 5-Day Debt Tender Offers

Stinson - Corporate & Securities Law Blog on 1/26/2015

The SEC recently provided no-action relief for five-day tender offers. The new no-action letter eases requirements in the following areas: - The tender offer must be open for five business days rather than a seven to...more

Tipper in Serial Insider Trading Ring Indicted

Dorsey & Whitney LLP on 1/20/2015

Criminal insider trading charges were filed against the former managing clerk of Simpson Thacher & Bartlett, Steven Metro. U.S. v. Metro (D. N.J. Jan. 15, 2015). Mr. Metro was indicted by a grand jury on one count of...more

Securities › Tender Offers

What’s The Deal? - Interval and Tender Offer Funds

Glossary of Important Securities Regulation Terms and Definitions

Shorter Tender Offer Period Permitted for Certain Securities

SEC Eases Terms for 5-Day Debt Tender Offers

Tipper in Serial Insider Trading Ring Indicted

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