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Settlement Compliance European Union

McDermott Will & Schulte

CLOs and Material Nonpublic Information: Key Takeaways from the SEC’s Settlement with Sound Point

In this alert, we present the key lessons to be learned from the U.S. Securities and Exchange Commission’s (the SEC) settlement with Sound Point Capital Management, LP (Sound Point), and discuss whether a similar enforcement...more

McDermott Will & Schulte

Kann man den datenschutzrechtlichen Auskunftsanspruch „wegvergleichen“?

Der datenschutzrechtliche Auskunftsanspruch gem. Art. 15 Abs. 1 DSGVO beschäftigt Unternehmen auf vielfältige Art und Weise. Zuletzt hatten die europäischen Datenschutzaufsichtsbehörden diesbezüglich eine koordinierte...more

Orrick, Herrington & Sutcliffe LLP

Orrick's Financial Industry Week in Review - November 25,2013

FDIC Guidance on Deposit Advance Products - On November 21, the FDIC issued final supervisory guidance to FDIC-supervised financial institutions with respect to the risks imposed by certain deposit advance products. ...more

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