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Shareholder Rights › Proxy Voting › Securities and Exchange Commission (SEC)

Sheppard Mullin Richter & Hampton LLP

Plain Speaking Wins the Day with D.C. Court of Appeals: Proxy Advisors Are Not Subject to SEC Rule 14(A) Solicitation Prohibition

Sheppard Mullin Richter & Hampton LLP on

The United States Court of Appeals for the District of Columbia Circuit recently held that the Securities and Exchange Commission (“SEC”) and the securities industry were effectively “separated by a common language.” Giving...more

Groom Law Group, Chartered

DOL Proposes Rule Requiring Increased Proxy Voting Analysis and Recordkeeping

Groom Law Group, Chartered on

On September 4, 2020, the Department of Labor (the “Department”) published a proposed regulation related to proxy voting and the exercise of certain shareholder rights (85 Fed. Reg. 55219, the “Proposed Rule”) by fiduciaries...more

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