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Smaller Reporting Companies Proposed Rules Publicly-Traded Companies

Fenwick & West LLP

Acting SEC Chair Outlines Plan to Make IPOs More Attractive

Fenwick & West LLP on

Acting SEC Chair Mark T. Uyeda outlined potential regulatory changes to make IPOs more attractive and to scale public company disclosures at the Florida Bar’s 41st Annual Federal Securities Institute and M&A Conference. ...more

Fox Rothschild LLP

Get Ready for SEC Final Rule on Climate Disclosures

Fox Rothschild LLP on

More than a year and a half after the Securities and Exchange Commission (SEC) released its controversial and groundbreaking Proposed Rule for the disclosure of climate-related risks, its much-anticipated release of the Final...more

Fenwick & West LLP

SEC Proposes New Rules to Enhance Disclosure and Investor Protection Relating to SPACs and Projections – Impact on Target...

Fenwick & West LLP on

The U.S. Securities and Exchange Commission has proposed new rules and amendments (the Proposed Rules) to enhance disclosure and expand liability in initial public offerings by special purpose acquisition companies (SPACs)...more

Herbert Smith Freehills Kramer

SEC Proposes Amendments to Accelerated Filer and Large Accelerated Filer Definitions

On May 9, 2019, the SEC proposed amendments to the accelerated filer and large accelerated filer definitions under the Exchange Act....more

Dorsey & Whitney LLP

SEC Proposes to Greatly Expand Exemption from SOX 404 Auditor Attestation Requirement

Dorsey & Whitney LLP on

The SEC has proposed revisions to the definition of an “accelerated filer” that would exempt most companies that have both a public float of common equity of less than $700 million and annual revenues of less than $100...more

Stinson - Corporate & Securities Law Blog

SEC to Consider Modifying Filer Definitions; Obligations Under SOX 404(b)

The SEC held an open meeting on May 9th to discuss whether to propose long-awaited modifications to filer definitions applicable to accelerated filers and large accelerated filers....more

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