Podcast — UK FinReg Focus Areas in 2025: Wholesale Markets
HM Treasury issued a consultation on 15 July 2025, “Regulatory Environment Pillar – Cross‑Cutting Issues,” which complements the Financial Services Growth and Competitiveness Strategy, addressing systemic improvements to the...more
Originally published on February 24, 2020. Updated as of July 1, 2020. The UK senior managers and certification regime ("SMCR") overhauled the accountability regime for individuals working in UK financial services firms...more
The UK senior managers and certification regime ("SMCR") overhauled the accountability regime for individuals working in UK financial services firms and has been in force for just over two months now. The regime applied to...more