News & Analysis as of

Suppliers Third-Party Risk

NAVEX

[Webinar] Supplier Due Diligence – Aligning Supplier Intake with Global Regulatory Requirements - June 17th, 10:00 am - 10:45 am...

NAVEX on

Learn how to align supplier intake with global regulations and build audit-ready onboarding practices in this NAVEX webinar featuring Jan Stappers and Michael Volkov....more

NAVEX

[Webinar] Global Supply Chain Risk – How well do you know your vendors? - November 13th, 10:00 am - 10:45 am PST

NAVEX on

Uncover hidden vulnerabilities and protect your business. In today’s interconnected world, supply chain disruptions can severely impact your business. Are you confident in your supply chain’s resilience? Do you fully...more

The Volkov Law Group

Supply Chain and Sanctions Compliance (Part III of IV)

The Volkov Law Group on

While OFAC’s enforcement actions and guidance points to important steps exporters must take when relying on third-party distributors and other intermediaries, the “reason to know” and affirmative obligations to monitor resale...more

Mitratech Holdings, Inc

Strategies for Effective Third-Party Risk Management

Mitratech Holdings, Inc on

Effective Third-Party Risk Management (TPRM) is all about understanding that working with any third-party vendor or supplier carries an inherent risk. Across all industries, organizations are faced with a two-fold...more

Health Care Compliance Association (HCCA)

Matt Kelly on Cybersecurity and Suppliers

Matt Kelly, Editor & CEO of Radical Compliance makes a strong case in this podcast for a need to reassess cyber risk. It is becoming, he says, less of a technical issue and more about how companies interact with others: ...more

Society of Corporate Compliance and Ethics...

Patty Houser on Supplier Codes of Conduct

Given the dangers of third-party risk, it’s not surprising that so many organizations have developed supplier codes of conduct. Like everything else in compliance, though, the trick is in just having one, its in having the...more

The Volkov Law Group

Supply Chain Disruption and Onboarding Due Diligence

The Volkov Law Group on

If I ever told you years ago that the 2021 headlines would be dominated by the “supply chain” crisis, you would have immediately questioned my judgment (and perhaps sanity).  The current crisis reflects the roller coaster...more

Society of Corporate Compliance and Ethics...

[Webinar] Best practices in third party risk management - April 28th, 12:00 pm - 1:30 pm CDT

Learning objectives: - Key Challenges/opportunities when implementing a third party due diligence system - Project (implementation) team - Project scope; - Integration with other systems - Escalation and extended...more

NAVEX

Leveraging Due Diligence To Strengthen Supply Chain Risk Management

NAVEX on

Better management of supply chain risk is a top priority for corporations these days. That should be no surprise to compliance officers. Supply chains are longer and more complex, with more third parties participating in...more

The Volkov Law Group

2019 OFAC Sanctions Enforcement Review (Part I of II)

The Volkov Law Group on

While DOJ had its biggest year in FCPA enforcement, OFAC quietly had a record year in enforcement.  OFAC collected approximately $1.28 billion (yes, with a B) in 26 separate enforcement actions.  That is quite an increase...more

The Volkov Law Group

Addressing AML Risks in Your Third-Party and Vendor/Supplier Relationships (Part II of III)

The Volkov Law Group on

Global companies should incorporate AML risks into their risk analysis of their third-party distributors, agents and other intermediaries. The basic questionnaire, due diligence risk analysis, contractual provisions,...more

The Volkov Law Group

Coordinating Third Party Due Diligence and Procurement

The Volkov Law Group on

Third party risk management is easily one of the most challenging risks for compliance officers. With all the attention and hype surrounding third party risk, companies have marshaled attention and resources to mitigate the...more

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