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Technical Standards Financial Services Industry

Jones Day

EU Standards for Threat-Led Penetration Testing: New Cyber Compliance Imperatives for Financial Institutions

Jones Day on

The EU has introduced Delegated Regulation (EU) 2025/1190, establishing the first harmonized standards for threat-led penetration testing ("TLPT") across the financial sector. The regulation aims to strengthen the cyber...more

Cadwalader, Wickersham & Taft LLP

EBA’s Final Report on Draft Technical Standards on the Identification of a Group of Connected Clients

On 20 December 2022, the European Banking Authority (“EBA”) published the final report on its draft Regulatory Technical Standards on the identification of a group of “connected clients” under Article 4(4) of the Capital...more

Cadwalader, Wickersham & Taft LLP

ESMA Publishes Final Cross-Border Marketing Technical Standards

On 21 December 2022, ESMA published a final report in relation to draft technical standards for cross-border fund management activities and the cross-border marketing of investment funds within the EEA under the UCITS and...more

A&O Shearman

European Securities and Markets Authority Consults on Pre-Trade Transparency Regime

A&O Shearman on

MiFIR requires “systematic internalizers” (i.e., firms that The European Securities and Markets Authority has launched a consultation to collect the views of market participants on the pre-trade transparency regime applicable...more

A&O Shearman

EU Consultation on Draft Technical Standards For Third-Country Firm Registration and Disclosure Under MiFID II

A&O Shearman on

The European Securities and Markets Authority has launched a consultation on proposed draft Technical Standards on the provision of investment services and activities in the EU by third-country firms under the Markets in...more

A&O Shearman

European Banking Authority Consults on Draft Technical Standards on Passport Notifications Under Capital Requirements Directive

A&O Shearman on

The European Banking Authority has published draft amended Regulatory and Implementing Technical Standards regarding the exercise of credit institutions’ rights to freedom of establishment and freedom to provide services...more

A&O Shearman

European Commission Confirms Fitness of EU Supervisory Reporting Requirements for Financial Services

A&O Shearman on

The European Commission has published the results of its “fitness check” of EU supervisory reporting requirements.  The reporting requirements imposed by EU and national regulatory authorities require regulated institutions...more

A&O Shearman

Bank of England Consults on Changes to FMI Rules and Onshored Binding Technical Standards for Brexit

A&O Shearman on

The Bank of England has published a consultation paper entitled "UK withdrawal from the EU: Changes to FMI rules and onshored Binding Technical Standards." The consultation forms part of a package of consultations, "Dear CEO"...more

Morrison & Foerster LLP

FinTech Focus: New European Directive on Payment Services (PSD2) Comes into Force

On 12 January 2016, the long-awaited revised Payment Services Directive (“PSD2”) came into force in Europe. This replaces the Payment Services Directive (“PSD”) that has been in place since 2007. The deadline for EU member...more

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