Episode 385 -- Five Strategies to Mitigate a New Risk Environment
Episode 384 -- Third-Party Risks and Sanctions
Great Woman in Compliance: Building Strategic and Effective Risk Assessments
Innovation in Compliance: Gaurav Kapoor on Risk Management and the Role of AI in GRC
Episode 30 - Inaugural Episode with Ian Sherr: Compliance Week’s Insights and Reflections from June to July 2025
Compliance Tip of the Day: Internal Controls for Third Parties
Upping Your Game: Harnessing AI to Revolutionize Third-Party Risk Management
Compliance Tip of the Day: Terminating Third Parties
FCPA Compliance Report: Upping Your Game in Compliance
Episode 368 — LRN Issues New Report Highlighting Growing Gap in Compliance Program Performance
FCPA Compliance Report: From Compliance to Commercial Value: Removing Friction with AI
Episode 364 -- Five Strategies to Mitigate a New Risk Environment
The Privacy Insider Podcast Episode 12: Compliance Is Good Business: Getting Beyond Fines with Tom Fox of Compliance Podcast Network
Third-Party Risk The competitive world of banking struggles to keep up with technological advances, particularly in a regulatory environment.
Episode 360 -- Natalie Druckman from Certa on AI-Enhanced Third-Party Risk Management
Compliance Tip of the Day: Using AI to Manage 3rd Party Risk
Taking the Pulse, A Health Care and Life Sciences Video Podcast | Episode 223: Cybersecurity and Privacy Risks with Healthcare Vendors with Brandon Robinson of Maynard Nexsen
Compliance Tip of the Day: Board Questions and Metrics for 3rd Party Risk Management
Why Privacy is Your Secret Weapon Against Third-Party Risk
A Third Party's Perspective on Third Party Risk
The European Banking Authority (EBA) has published a consultation paper on its draft guidelines for managing third-party risk with regards to non-ICT related services. The guidelines will revise and update its prior 2019...more
UK Financial Insights from Katten is a monthly newsletter highlighting key noteworthy developments potentially affecting financial markets and funds in the UK and Europe....more
The FCA, PRA, and Bank of England have published their finalised critical third party (CTP) rules (and accompanying guidance) in PS24/16 Operational resilience: Critical third parties to the UK financial sector....more
The new regime will take effect on 1 January 2025, but will not diminish the responsibilities of financial services firms relying on the services of critical third parties....more
Financial services firms are increasingly reliant upon third-party companies to provide important services, ranging from cloud services and data analytics to machine learning and cash distribution. As these third parties...more
Despite the occasional operational issue, European banks; like their peers in Asia, the US, and the UK, are generally in good financial shape to weather the current economic storms reverberating around the world. This picture...more
Operational Resilience – the ability for financial institutions to remain effective despite the impact of business interruptions – has shaped the plans of senior managers in financial services in the UK for over three years....more
The PRA’s supervisory statement on outsourcing arrangements and managing third party risk requires insurers to take action now, to ensure that outsourcing agreements which are currently being negotiated comply with the new...more
The UK Prudential Regulation Authority (PRA) published a policy statement (PS7/21) and a supervisory statement (SS2/21) on clarifying and modernizing regulatory expectations of outsourcing and third-party risk management on...more
For years, banks have relied on third party vendors to provide specialized products or services, or have used outsourcing as a way to reduce internal operating costs. In the wake of the financial crisis, however, regulators...more