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Third-Party Filing Deadlines Enforcement Actions

Wiley Rein LLP

FCC’s Looming STIR/SHAKEN Requirements May Raise USF Obligations and Exposure for Certain Providers

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A September 18 deadline is fast approaching for certain voice service providers to comply with expanded STIR/SHAKEN requirements approved last year by the Federal Communications Commission (FCC). The FCC’s Eighth Report...more

Vedder Price

Investment Services Regulatory Update - August 2017

Vedder Price on

On August 7, 2017, the SEC’s Office of Compliance Inspections and Examinations (OCIE) issued a Risk Alert providing a summary of the staff’s observations from sweep exams of broker-dealers, investment advisers and funds...more

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