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Third-Party › Transparency › Policies and Procedures

Womble Bond Dickinson

AI Governance Playbook: Building an AI Governance Program that Works

Womble Bond Dickinson on

Why do companies need AI governance policies and procedures? In part because the legal landscape around AI is so unsettled....more

Mitratech Holdings, Inc

People and Policy: Building Compliance and Ethics into Your Company’s DNA

Mitratech Holdings, Inc on

It’s not enough to have the right policies in place — you have to embed those policies into the fabric of your organization. In today’s fast-paced and interconnected business world, ensuring compliance and building an...more

Proskauer - The Capital Commitment

Private Equity Adviser Settles with SEC for Misallocation of Internal Expenses Relating to “Third-Party Tasks”

Proskauer - The Capital Commitment on

The SEC issued an order imposing sanctions against private equity adviser Rialto Capital Management, LLC (“Rialto”) for violations of the Advisors Act relating to expense allocation. The settlement addressed Rialto’s...more

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