News & Analysis as of August 5, 2025

MiFID II

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FCA consults on future of SI regime for bonds and derivatives

A&O Shearman on 7/18/2025

The UK Financial Conduct Authority (FCA) has published consultation paper CP25/20 on the systematic internaliser (SI) regime for bonds and derivatives. The consultation builds on the November 2024 final policy statement which...more

UK Financial Conduct Authority Policy Statement and Discussion Paper for Improving Transparency for Bond and Derivatives markets

A&O Shearman on 11/13/2024

Following its consultation earlier this year, the Financial Conduct Authority has published a policy statement setting out its final position on the new U.K. bond and derivative transparency regime. In response to feedback,...more

UK Finalizes Framework for Consolidated Tape for Bonds

A&O Shearman on 1/10/2024

Following its consultation last year, the U.K. Financial Conduct Authority has published its final framework for a consolidated tape for bonds. MiFID II introduced requirements for a CT for transactions in equity and...more

Regulation Round Up - December 2023

Proskauer Rose LLP on 1/4/2024

Welcome to the Regulation Round Up, a regular bulletin highlighting the latest developments in UK and EU financial services regulation. Key developments in December 2023: 21 December - UK / Swiss Regulatory...more

Corporate & Financial Weekly Digest, Featuring Topics on Broker-Dealer, Derivatives, Brexit, UK and EU Developments

Katten Muchin Rosenman LLP on 7/16/2018

BROKER-DEALER - FINRA Encourages Firms To Disclose Activities Related to Digital Assets - On July 6, the Financial Industry Regulatory Authority published Regulatory Notice 18-20, which encourages member firms to...more

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