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United Kingdom › Employer Responsibilities › Financial Conduct Authority (FCA)

A&O Shearman

UK FCA plans for tackling non-financial misconduct: Next steps

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The UK Financial Conduct Authority (FCA) has published its next steps to address non-financial misconduct within the financial services sector. With the publication of Consultation Paper CP25/18, the FCA signals its ongoing...more

BCLP

FCA Draft Guidance on Non-financial Misconduct Published Today

BCLP on

The Financial Conduct Authority (FCA) has published its most recent paper on non-financial misconduct (NFM), clarifying its expectations on bullying and harassment in financial services....more

A&O Shearman

UK Pensions: What’s new this week? May 12, 2025

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Welcome to your weekly update from the A&O Shearman Pensions team, covering all the latest legal and regulatory developments in the world of workplace pensions. TPR guidance on handling market volatility - The Pensions...more

Katten Muchin Rosenman LLP

COVID-19 and Returning to the Workplace — Considerations for FCA-Regulated Firms

Katten Muchin Rosenman LLP on

Key considerations for firms - - Updating business as usual (BAU) policies and procedures to consider logistics, supervision and security; - Updating business continuity plans (BCPs); - Compliance with the Senior...more

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