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United Kingdom › Public Disclosure › Financial Conduct Authority (FCA)

BCLP

Unnecessary, Unfair and Unclear

BCLP on

In November 2024, the FCA published its further consultation with its revised proposals to make early announcements of open enforcement investigations (“CP 24/2, Part 2”). BCLP was one of the many respondents to raise strong...more

Jones Day

AIM-Listed Company Implements Investor Compensation Scheme Following FCA Public Censure

Jones Day on

The Situation: The UK Financial Conduct Authority ("FCA") publicly censured a UK publicly listed IT services provider for false disclosure but avoided a fine on the basis that the company provided essential services during...more

White & Case LLP

Blowing the whistle on inadequate protections: How does the new EU Whistleblower Directive improve on existing legislation?

White & Case LLP on

'Whistleblower' is a widely used term. However, what it means and the protections a whistleblower might receive are by no means universal. Whistleblowers have been a regular presence in the news over recent years, from...more

A&O Shearman

UK Regulator Considers Potential Regulatory Refinements for Climate Change

A&O Shearman on

The U.K. Financial Conduct Authority has published a Discussion Paper on climate change and green finance in which it calls for comment on potential changes to its regulatory approach in these areas. The Discussion Paper sets...more

Proskauer Rose LLP

Regulation Round Up - September 2017

Proskauer Rose LLP on

1 September - The Prudential Regulation Authority (PRA) updated its April 2017 public disclosure with Template A (Disclosure of Aggregate Statistical Data with regard to Insurance and Reinsurance Undertakings) and Template...more

Cooley LLP

Blog: UK Treasury Select Committee presses PRA to relax ‘doctrine’ of supervisory confidentiality

Cooley LLP on

The UK’s Treasury Select Committee (TSC) has just published an exchange of correspondence between Andrew Tyrie MP (chair of the TSC) and Andrew Bailey (CEO of the Prudential Regulation Authority (PRA)). The correspondence is...more

Morgan Lewis

FCA Publishes New Reporting Requirements for Extractive Industries

Morgan Lewis on

The requirements mandate that UK-listed companies that operate in the extractive industries sector make public disclosures relating to payments made to governments....more

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