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Whistleblower Protection Policies Anti-Retaliation Provisions Corporate Culture

Thomas Fox - Compliance Evangelist

Adventure in Compliance: The Novels - The Valley of Fear, Whistleblowers and Corporate Compliance

In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes novels. Over this season I will take a deep dive into each novel over a four part series. The four novels we will...more

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EU Whistleblower Protection Directive: September Round Up & FAQs

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By 17 December 2021, EU Member States were required to transpose the EU Whistleblower Protection Directive into their national law. The Directive’s purpose is to provide more robust protection across all EU countries for...more

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How to Get From Whistleblower Protection to Accountability

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Corporate compliance can be a noisy and confusing world, with many different issues demanding a compliance officer’s attention. One message, however, has always been a keynote cutting through all the cacophony -- the...more

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California Governor Signs Wave Of New Gender/Sex Related Bills Into Law In The Wake Of #MeToo

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On September 30, 2018, California Governor Edmund J. Brown, Jr. signed into law eight new bills involving gender and sexual harassment training and related issues. ...more

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Modern Whistleblower Retaliation Risk Require a Modern Framework

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If compliance officers ever needed one more sign about the importance of anti-retaliation programs, it arrived on September 29, 2016. On that day, the Securities and Exchange Commission (SEC ) fined a company that makes...more

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The Difference Between Being Right and Doing Right

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Not long ago I wrote about the Securities and Exchange Commission’s recent enforcement actions against companies that include pretaliation clauses in their employment contracts. I posted the article online, and one compliance...more

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Six Best Practices to Go Beyond Dutch Whistleblower Compliance

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In March 2016 the Dutch Senate passed the “House for Whistleblowers” Act (Huis voor Klokkenluiders) to protect the interests of whistleblowers. This Act came into effect on 1st July. Whilst the rules currently only apply...more

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Citadel, a $24-Billion Hedge Fund, Seeks Whistleblower Status

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Just a few months after announcing the first-ever award to an outside whistleblower, federal authorities may be on the verge of expanding the reach of whistleblower incentives even further. Last week, Citadel, the...more

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