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Whistleblowers › Internal Reporting › Policies and Procedures

NAVEX

How to Include Reports to Managers in Internal Reporting

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Compliance officers know that internal reports are the fuel upon which your compliance program runs – the more reports you receive, the better you understand the compliance issues within your organization and the faster you...more

K2 Integrity

Integrity Matters: Fraud Trends for 2022, Ep. 1

K2 Integrity on

This is part 1 of a special two-part series with Tom Fox and the Integrity Matters podcast discussing fraud issues and trends going forward into 2022. Olivia Allison shares strategies to proactively prevent fraud, focusing on...more

NAVEX

How to Get From Whistleblower Protection to Accountability

NAVEX on

Corporate compliance can be a noisy and confusing world, with many different issues demanding a compliance officer’s attention. One message, however, has always been a keynote cutting through all the cacophony -- the...more

Skadden, Arps, Slate, Meagher & Flom LLP

Blowing the Whistle: Protections Under EU Law

Skadden, Arps, Slate, Meagher & Flom LLP on

On 23 October 2019, the European Parliament and the European Council adopted the Whistleblower Protection Directive (Directive) to set a minimum standard for the protections EU member states must provide to whistleblowers. ...more

K2 Integrity

[Webinar] Managing Whistleblowing Programs and Investigations Amid Regulatory Change - January 27th, 9:00 am - 10:00 am ET

K2 Integrity on

Join us to hear Olivia Allison and Joanne Taylor discuss the latest regulatory developments in whistleblowing programs and investigations, including: - Key challenges arising from the current whistleblowing landscape -...more

Jones Day

SEC Approves Amendments to Whistleblower Program Rules and Issues Interpretive Guidance

Jones Day on

Companies should consider review of their compliance programs and procedures for addressing internal complaints or tips of potential misconduct. On September 23, 2020, the Securities and Exchange Commission ("SEC") adopted...more

American Conference Institute (ACI)

[Event] 36th International Conference on the Foreign Corrupt Practices Act - December 4th - 5th, Washington, DC

American Conference Institute (ACI) on

The full agenda for ACI's 36th International Conference on the Foreign Corrupt Practices Act this December is now available. See why this event stands apart as the annual gathering for the worldwide anti-corruption...more

NAVEX

When Managing Whistleblower and Retaliation Risk, Tools are Important – Processes and People are Critical

NAVEX on

One collection of terms I hear a lot is “tools, processes and people.” All three need to be successfully deployed to make a compliance program run properly while also creating an organizational culture that supports...more

K&L Gates LLP

The SEC Is Actively Encouraging Whistleblowers: How Should You Respond?

K&L Gates LLP on

In the Securities and Exchange Commission’s (“SEC”) 2015 annual report to Congress on the Dodd-Frank Whistleblower Program, dated November 16, 2015, Sean McKessy, the chief of the Office of the Whistleblower (“OWB”), stated...more

Proskauer - Whistleblowing & Retaliation

New UK Regulations to Govern Whistleblowing in Financial Institutions

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This month, the FCA and PRA announced a new regime for whistleblowing that will start to be phased in from March 2016. This is part of the broader desire on the part of the UK regulators to encourage individuals to raise...more

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