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White Collar Crimes Corporate Monitoring Risk Management

Benesch

The Exception, Not the Rule: DOJ’s Updated Corporate Compliance Monitorship Guidance

Benesch on

On May 12, 2025, the United States Department of Justice’s Criminal Division published a series of memoranda outlining updated white-collar enforcement priorities. ...more

Thomas Fox - Compliance Evangelist

Tailored Risk Management in the Third Sector

Compliance and risk management are crucial aspects of any organization, and the third sector is no exception. In this week’s episode of Great Women in Compliance, hosted by Hemma Lomax, she visited with Sabrina Segal on the...more

The Volkov Law Group

The Curious Absence of Corporate Monitors

The Volkov Law Group on

In 2020, the Justice Department did not insist on the appointment of any independent compliance monitors.  The year before, in 2019, DOJ insisted on the appointment of three independent corporate monitors – MTS...more

Thomas Fox - Compliance Evangelist

Ascending El Capitan and the ABA Guidelines on Monitors

I recently had the chance to sit down with Mikhail Reider-Gordon, Managing Director of Global Affairs at Affiliated Monitors, Inc. (AMI), for a five-part sponsored podcast series. One of the topics we considered is the...more

Thomas Fox - Compliance Evangelist

How Teaching Compliance Can Inform Compliance

I recently had the chance to sit down with Mikhail Reider-Gordon, Managing Director of Global Affairs at Affiliated Monitors, Inc. (AMI), for a five-part sponsored podcast series. One of the key themes was how Gordon’s...more

Thomas Fox - Compliance Evangelist

Monitor Independence and Evolution

I recently had the chance to sit down with Mikhail Reider-Gordon, Managing Director of Global Affairs at Affiliated Monitors, Inc. (AMI), for a five-part sponsored podcast series. One of the key themes was why independence in...more

Thomas Fox - Compliance Evangelist

It’s the Great Pumpkin: Lessons in Process Validation Through Monitoring

Many companies fall short on effective monitoring. This can sometimes be attributed to confusion about the differences between monitoring and auditing. Monitoring is a commitment to reviewing and detecting compliance programs...more

The Volkov Law Group

Board Members Should Take Note — Delaware Supreme Court Issues Important Decision on Caremark Compliance Standard

The Volkov Law Group on

I have long predicted that corporate board members are in for a rude awakening. Corporate boards have to improve their ability and knowledge surrounding supervision and monitoring of a company’s ethics and compliance...more

Thomas Fox - Compliance Evangelist

Casebook of Sherlock Holmes: The Lion’s Mane and Risk-Based Monitoring

By using risk-based monitoring, you can begin to see things in “almost real-time, time-based trends of real data that you can then jump on and try to make adjustments before things get really wacky.” The implications to the...more

Thomas Fox - Compliance Evangelist

Casebook of Sherlock Holmes: The Problem of Thor Bridge and Monitoring Controls

We are back to consider the next five stories from The Casebook of Sherlock Holmes, mining each story for themes and lessons related to the compliance professional, leadership and business ethics. In this week’s second...more

Thomas Fox - Compliance Evangelist

The Marriage of Independent Monitors and C&E Programs

This year is the 15th anniversary of Affiliated Monitors, Inc. (AMI). Next week I am running a five-part podcast series on the history of AMI and the sweep of history in the rise of independent monitors as well as the...more

The Volkov Law Group

The Requirement for a Proactive Audit Program

The Volkov Law Group on

As compliance programs (and the profession) continue to mature, there is growing interest in the need for measurement, monitoring and auditing of compliance programs. ...more

Thomas Fox - Compliance Evangelist

The Red Baron and Compliance Centers of Excellence

A CCoE should have areas, which the Horizon Group identified in its blog post “What is a Center of Excellence”. First it should offer support to the compliance function’s customer, company employees, third parties and other...more

Thomas Fox - Compliance Evangelist

How Monitors Work

Today we consider how monitors work. On my podcast, the FCPA Compliance Report, I am visiting with Don Stern, the Managing Director, Corporate Monitors and Consulting Services at Affiliated Monitors, Inc., (AMI) who sponsored...more

Thomas Fox - Compliance Evangelist

The Positive Impact Monitors Can Have on an Organization

I recently had the opportunity to visit with Don Stern, Managing Director, Corporate Monitors and Consulting Services at Affiliated Monitors, Inc. (AMI) for a five-part podcast series on working with monitors. ...more

Thomas Fox - Compliance Evangelist

Considerations When Hiring a Monitor

What are the considerations a company should employ when retaining a corporate monitor? I recently put that question to Vincent L. DiCianni, founder and President of Affiliated Monitors, Inc. (AMI), and Eric R. Feldman,...more

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