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White Collar Crimes › Investment Adviser › Fraud

Bradley Arant Boult Cummings LLP

SEC Enforcement in the First Quarter of the New Administration

Bradley Arant Boult Cummings LLP on

The new presidential administration began on January 20, 2025, and change came quickly to many federal agencies, including the U.S. Securities and Exchange Commission (SEC). On Inauguration Day, Paul S. Atkins was nominated...more

Dorsey & Whitney LLP

Jury Convicts Investment Adviser on Multiple Counts of Fraud

Dorsey & Whitney LLP on

James Tagliaferri, the former President of TAG Virgin Islands, a registered investment adviser, was found guilty by a jury of one count of investment adviser fraud, six counts of violating the Travel Act, one count of...more

Dorsey & Whitney LLP

SEC Announces National Exam Program Priorities

Dorsey & Whitney LLP on

The SEC National Examination Program announced its 2012 examination priorities. Those priorities are selected by senior staff from the National Exam Program’s offices along with senior SEC staff from the various Divisions and...more

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