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White Collar Crimes › Investment Adviser › Securities Fraud

Bradley Arant Boult Cummings LLP

SEC Enforcement in the First Quarter of the New Administration

Bradley Arant Boult Cummings LLP on

The new presidential administration began on January 20, 2025, and change came quickly to many federal agencies, including the U.S. Securities and Exchange Commission (SEC). On Inauguration Day, Paul S. Atkins was nominated...more

Foley Hoag LLP - White Collar Law &...

White Collar Year in Preview: SEC Enforcement Trends in 2020

Foley Hoag LLP - White Collar Law &... on

Editors’ Note: This is the first in our start-of-year series examining important trends in white collar law and investigations in the coming year. Up next: a look at trends in health care enforcement. Look for additional...more

Dorsey & Whitney LLP

Jury Convicts Investment Adviser on Multiple Counts of Fraud

Dorsey & Whitney LLP on

James Tagliaferri, the former President of TAG Virgin Islands, a registered investment adviser, was found guilty by a jury of one count of investment adviser fraud, six counts of violating the Travel Act, one count of...more

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